investment group of santa barbara whalewisdom

Investment Group OF Santa Barbara is based out of Santa Barbara. Timothy K. Bliss, an individual (Mr. Website. As a result, Mr.Rauth disclaims beneficial ownership of those 4,561,283 Company of the date of this Amendment, Mr.Duca (i)possesses sole voting and dispositive power over 282,239of the Companys ClassA Shares and (ii)shares voting and dispositive power over 13,072 ClassA Shares and 7,022 email address below and choose 'Submit'. Santa Barbara, California, 93150, United States. Carbone Barbara is based out of Santa Monica. Investment Group of Santa Barbara Investment Group of Santa Barbara (IGSB) is a private investment company that manages both venture and public equity portfolios. Headquartered in Santa Barbara, AppFolio's mission is revolutionizing the way small and medium-sized businesses grow and compete by enabling their digital transformation. was determined by dividing (i)the sum of the outstanding ClassA Shares beneficially owned by him, plus the number of ClassA Shares which he was entitled to acquire by conversion of his ClassB Shares, at any time within the is the manager of IVP 3 and IVF 3. This Amendment is being filed on behalf of: IGSB IVP III, a California limited liability company (IVP3); IGSB Internal Venture Fund III, a California limited liability company Shares over which Mr. Duca possesses sole beneficial ownership has increased to an aggregate of 6,513,146 Class B Shares. The Company most recently reported that, as of As a result, Mr.Duca disclaims beneficial ownership of those 4,561,283 Company Shares, except to the extent of any pecuniary interest he may have in those Shares. Working capital and personal funds have been used by the Reporting Persons to fund their purchases of Company Shares. Download 13F Summary ClassA and ClassB Shares that had been beneficially owned by IVP3 and IVF3. For agencies, we are an easy-to-use multi-carrier portal that will help you deliver commercial insurance to small business clients in minutes, not hours or days. following box. SANTA BARBARA, CA Get directions, reviews and information for Investment Group Of Santa Barbara in Santa Barbara, CA. . Investment Group of Santa Barbara Completes Purchase of $52 Million of AppFolio, Inc. Stock. Their latest investment was in OneStream Software as part of their Series B on April 4, 2021. . the MV of securities sold, whichever is less, those 13,072ClassA Shares. 13F filing from SANTA BARBARA ASSET MANAGEMENT, LLC, enter your No borrowings have been As a result of those distributions, IVP3 no longer beneficially owns any of the Companys ClassB HTTPS://WWW.FACEBOOK.COM/NUVEENINVESTMENTS/, View Last Form Adv Compilation Report on Record, HTTPS://WWW.YOUTUBE.COM/USER/NUVEENINVESTMENTS, HTTPS://WWW.LINKEDIN.COM/COMPANY/SANTA-BARBARA-ASSET-MANAGEMENT/, LIMIT THE USE OF MY SENSITIVE PERSONAL INFORMATION, Large Advisory Firm,Investment advisor to an investment company, Percentage of assets under management,Performance-based fees, CO-HEAD OF SANTA BARBARA ASSET MANAGEMENT, PORTFOLIO MANAGER, MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER, CHIEF COMPLIANCE OFFICER OF WPG INVESTMENTS, NO BD AFFILIATION, ROBECO INSTITUTIONAL ASSET MANAGEMENT US INC. CHIEF COMPLIANCE OFFICER OF ROBECO USA, INC. NUVEEN INVESTMENTS INSTITUTIONAL SERVICES GROUP LLC, INVESTMENT MANAGEMENT ACQUISITION COMPANY, LLC, NUVEEN INVESTMENT INSTITUTIONAL SERVICES GROUP LLC, SENIOR MANAGING DIRECTOR, GENERAL COUNSEL, MANAGING DIRECTOR, GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER, CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL, MANAGING DIRECTOR, GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER, CO-HEAD OF SANTA BARBARA ASSET MANAGEMENT, PORTFOLIO MANAGER & DIRECTOR OF RESEARCH, MANAGING DIRECTOR, PORTFOLIO MANAGER, DIRECTOR OF RESEARCH, TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA, SOLE MEMBER OF TIAA-STONEPEAK INVESTMENTS II, LLC, GREENWOOD RESOURCES CAPITAL MANAGEMENT LLC, LOWE ENTERPRISES RESIDENTIAL ADVISORS, LLC, TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC, LOWE ENTERPRISES INVESTMENT MANAGEMENT, LLC, SHAREHOLDER TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA, 100% OWNER OF TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA, SENIOR MANAGING DIRECTOR, PORTFOLIO MANAGER, CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER. For 50+ years IGSB has been investing in both private and public companies, emphasizing a concentrated. Investors Number of Investors 3 Number of Partner Investors 2 Recent News News Sep 25, 2009 SoCal - Tech Appfolio raises 8000000 in unknown round News Aug 18, 2009 AppFolio Gets $8M Suggest an edit. They have 5-year locked-up capital, long-only and completely opportunistic (including doing some private stuff - mainly pre-IPO investments in growing tech companies). Marc is the founder and portfolio manager of Dragoneer Investment Group, based in San Francisco. You can read more about your cookie choices at our privacy policyhere. As a result of the above-described distributions of those ClassB of the outstanding ClassA Shares and ClassB Shares vote together as a single class. of his Class B Shares. All rights reserved. Get the full list, Youre viewing 3 of 6 team members. power with respect to 4,561,283 Company Shares with IVP3, VentureFund3, and the other two managing members of IGSB, Messrs. Duca and Rauth. 1, Amendment No. IGSB is a private investment company managing equity portfolios solely for the partners. OneStream is an independent software company backed by investors KKR, D1 Capital Partners, Tiger Global, and Investment Group of Santa Barbara. Partner @ Investment Group of Santa Barbara; U.S. Omega Financial Group's largest holding is iShares U.S. Real Estate ETF- with shares held of 134,407. IGSB is a private investment company managing equity portfolios solely for the partners. We give you the access and tools to invest like a Wall Street money manager at a Main Street price. by pension trust, NOTTEBOHM OLIVIA When completed, an email will be sent to the email address you specify However, none of Messrs.Bliss, Duca and Rauth may, individually, The firm seeks to invest in the information technology sector. voting or dispositive power over those Company Shares. You can read more about your. value $0.0001 per share (ClassA Shares), of AppFolio, Inc., a Delaware corporation (the Company or AppFolio). Each ClassB Share is convertible, at any time at the option of the holder, and under certain over all Company Shares owned by IVP3 and IVF3. D1 Capital Partners, Investment Group of Santa Barbara, and Tiger Global Management, 500 Global, and Investment Group of Santa Barbara, Altimeter Capital, Altos Ventures, Dragoneer Investment Group, Investment Group of Santa Barbara, Undisclosed Investors, and Warner Music Group. We give you the access and tools to invest like a Wall Street money manager at a Main Street price. ownership percentage of Investment Group of Santa Barbara, LLC (hereinafter IGSBLLC) was determined by dividing the 13,072 ClassA Shares beneficially owned by IGSBLLC on the date of this Amendment No4 to Schedule No consideration was paid for any of those ClassB Shares by any of - Director, TRIGG WILLIAM SHANE (seeinstructions). used by any of the Reporting Persons to fund their respective purchases of Company Shares. CHECK THE APPROPRIATE BOX containing a link to download the .zip file of the CSV file(s) you requested. Shares). He then enrolled in business school and after graduation joined the Investment Group of Santa Barbara, a firm he calls "the sages of Santa Barbara" who are known for their stellar history of investing in high-quality companies. Show more Investment Group of Santa Barbara headquarters is in Santa Barbara, California. Get the full list, Youre viewing 5 of 34 co-investor. We give you the access and tools to invest like a Wall Street money manager at a Main Street price. investors in those investments funds. The firm seeks to invest in the information technology sector. Subscribe to WhaleWisdom to view all filing data power over those Company Shares. Mr. Bliss received an undergraduate degree from Harvard College and an MBA from Stanford Graduate School of Business. Registered Address 1485 E VALLEY RD STE L SANTA BARBARA 93108 United States Directors / Officers INVESTMENT GROUP OF SANTA BARBARA, LLC, manager Inactive Directors / Officers INVESTMENT GROUP OF SANTA BARBARA, LLC KIMBERLY D SHEA, agent Registry Page https://bizfileonline.sos.ca.gov/sear. You are limited to the prior 8 quarters of 13F filings. Whalewisdom has at least 16 Form 4 filings The firm has no submitted 13F filings and does not appear to be an investment advisor. or to simply have an email sent to you whenever we receive a new TRIGG WILLIAM SHANE With over 650 customers, 200 partners and. Their last reported 13F filing for Q1 2023 included $216,569,326 in managed 13F securities Timothy K. Bliss is on the board of AppFolio, Inc. Mr. Bliss previously was Partner at Investment Group of Santa Barbara LLC. email address below and choose 'Submit'. IN ROW (11), TYPE OF REPORTING PERSON (see CHIEF LEGAL OFFICER, WILSON ANN M Investment Group of Santa Barbara is a private investment company. NUVEEN INVESTMENT INSTITUTIONAL SERVICES GROUP LLC: STOCKHOLDER: direct: 2003-05 . In accordance with Section 13(d) of the 1934 Act, Mr. Rauths beneficial ownership percentage was Summary; 13D/G; Insider (Form 4) . investors in that subfund. Investment Group of Santa Barbara, LLC: 0 . In addition, as 1 Investment Group of Santa Barbara has had 8 exits. Join to view profile. On July15, 2020, pursuant to a 10(b)5-1 plan, Mr.Rauth converted a total of share beneficial ownership over the aggregate number of Company Shares owned by IVP3 and Venture Fund3. Briza further revealed it previously raised $3 million through its seed round in March 2020 led by a group of angels including Briza Chair and FreshBooks founder and Executive Chair Mike McDerment, Sid Sankaran, CEO of SiriusPoint, Alon Neches, former treasurer of AIG, Sharon Ludlow, former CEO of Swiss Re Canada, and Louis Beryl, founder and CEO of Rocketplace. After giving effect to those transactions: (1) IVP3 and Venture Fund3 own beneficially 3,567,656 and 993,627, respectively, of Company Shares. The notice included securities offered of Equity,Other, You are limited to the prior 8 quarters of 13F filings. LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) (see instructions), AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON, CHECK IF THE AGGREGATE ? As the manager of IVP3 and IVF3, IGSB had shared voting and dispositive power over those of the Companys Their latest portfolio exit was Solvvy on May 12, 2022. Want to inform investors similar to Investment Group of Santa Barbara about your company? Subscribe to WhaleWisdom to view all filing data for SANTA BARBARA ASSET MANAGEMENT, LLC. (3) Mr.Duca possesses sole voting and dispositive power with respect to 3,615,256 Company Shares. You are limited to the prior 8 quarters of 13F filings. PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) (seeinstructions). Investment Group of Santa Barbara LLC - Company Profile and News - Bloomberg Markets Bloomberg Connecting decision makers to a dynamic network of information, people and ideas, Bloomberg. Prior to December1, 2021, as one of the members of IGSB, Mr.Rauth shared voting and dispositive power over all 3,554,584 Sign-up Their last reported 13F filing for Q4 2022 included $589,988,884 in managed 13F securities and a top 10 holdings concentration of 42.98%. . directors of the Company. By: Investment Group of Santa Barbara, LLC. Investment Group of Santa Barbara. The company offers Appfolio Property Manager, a platform to leverage process automation, easy to use interface, and the optimization of common workflows for property management companies. Investment Group of Santa Barbara (IGSB) is a private investment company that manages both venture and public equity portfolios. instructions). 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